Form 4 for SWZ Total Return Securities Fund

Accepted 2026-05-29 16:09:30 ET · period of report 2026-05-27 · accession 0001398344-26-010015 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
MI	2026-05-29 16:09	2026-05-27+	SWZ	Dakos Andrew	Pres, CEO, Dir, Affiliate of Adviser	P - Purchase	$5.98	+13.0K	126.0K	+12%	+$77.7K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2026-05-27	P	A	4,500	$5.97	117,500	I Limited Partnership	—	—	(F1) Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.
2	Common	Common Stock	2026-05-27	P	A	3,000	$5.98	120,500	I Limited Partnership	—	—	(F1) Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.
3	Common	Common Stock	2026-05-28	P	A	100	$5.98	120,600	I Limited Partnership	—	—	(F1) Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.
4	Common	Common Stock	2026-05-28	P	A	5,400	$5.99	126,000	I Limited Partnership	—	—	(F1) Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.