Form 4 for SWZ Total Return Securities Fund

Accepted 2026-02-23 00:00:00 ET · period of report 2026-02-19 · accession 0001398344-26-003488 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
MI	2026-02-23	2026-02-19+	SWZ	Dakos Andrew	Pres, CEO, Dir	P - Purchase	$6.13	+8,000	10.0K	+399%	+$49.1K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2026-02-19	P	A	119	$6.11	2,122	I Limited Partnership	—	—	(F1) Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.
2	Common	Common Stock	2026-02-19	P	A	4,881	$6.12	7,003	I Limited Partnership	—	—	(F1) Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.
3	Common	Common Stock	2026-02-20	P	A	183	$6.14	7,186	I Limited Partnership	—	—	(F1) Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.
4	Common	Common Stock	2026-02-20	P	A	2,817	$6.16	10,003	I Limited Partnership	—	—	(F1) Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.