Form 4 for SWZ Total Return Securities Fund

Accepted 2026-02-25 00:00:00 ET · period of report 2026-02-23 · accession 0001398344-26-003683 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
MI	2026-02-25	2026-02-23+	SWZ	Dakos Andrew	Pres, CEO, Dir	P - Purchase	$6.14	+5,674	12.0K	+90%	+$34.9K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2026-02-24	P	A	1,348	$6.17	15,677	I Limited Partnership	—	—	(F1) Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.
2	Common	Common Stock	2026-02-24	P	A	326	$6.14	14,329	I Limited Partnership	—	—	(F1) Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.
3	Common	Common Stock	2026-02-23	P	A	2,000	$6.13	14,003	I Limited Partnership	—	—	(F1) Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.
4	Common	Common Stock	2026-02-23	P	A	2,000	$6.14	12,003	I Limited Partnership	—	—	(F1) Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.