Form 4 for MRAM EVERSPIN TECHNOLOGIES INC.
Accepted 2021-11-24 00:00:00 ET · period of report 2021-11-23 · accession 0001104659-21-143557 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-24 | 2021-11-23 | MRAM | Aggarwal Sanjeev | CTO, VP, Technology R, D | M - OptEx | $7.06 | +45.8K | 82.6K | +124% | +$323.0K |
| DM | 2021-11-24 | 2021-11-23 | MRAM | Aggarwal Sanjeev | CTO, VP, Technology R, D | S - Sale+OE | $12.49 | -46.0K | 36.9K | -56% | -$574.8K |
| DM | 2021-11-24 | 2021-11-23 | MRAM | Aggarwal Sanjeev | CTO, VP, Technology R, D | M - OptEx | $0.00 | -45.8K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-23 | M | A | 11,849 | $6.35 | 57,878 | D | — | — | |
| 2 | Common | Common Stock | 2021-11-23 | M | A | 9,166 | $9.12 | 46,029 | D | — | — | |
| 3 | Common | Common Stock | 2021-11-23 | S | D | 218 | $11.32 | 36,863 | D | — | — | (F1) Shares sold solely to pay taxes due upon the vesting of restricted stock units. |
| 4 | Common | Common Stock | 2021-11-23 | M | A | 24,768 | $6.63 | 82,646 | D | — | — | |
| 5 | Common | Common Stock | 2021-11-23 | S | D | 45,783 | $12.50 | 36,863 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.50 to $12.54, inclusive. The reporting person undertakes to provide to Everspin Technologies, Inc.'s (the "Issuer"), any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2). |
| 6 | Derivative | Employee Stock Option (Right to Buy) | 2021-11-23 | M | D | 11,849 | $0.00 | 8,151 | D | $6.35 · — to 2029-02-10 | 11,849 Common Stock | (F4) 1/4th of the shares subject to the option vested on February 11, 2020 and 1/36th of the remaining shares are scheduled to vest in successive equal monthly installments thereafter. |
| 7 | Derivative | Employee Stock Option (Right to Buy) | 2021-11-23 | M | D | 9,166 | $0.00 | 834 | D | $9.12 · — to 2028-03-12 | 9,166 Common Stock | (F3) 1/4th of the shares subject to the option vested on March 13, 2019 and 1/36th of the remaining shares are scheduled to vest in successive equal monthly installments thereafter. |
| 8 | Derivative | Employee Stock Option (Right to Buy) | 2021-11-23 | M | D | 24,768 | $0.00 | 0 | D | $6.63 · — to 2026-07-11 | 24,768 Common Stock | (F5) 1/4th of the shares subject to the option vested on April 26, 2017 and 1/36th of the remaining shares vested in successive equal monthly installments thereafter. |