Form 4 for SRTA Strata Critical Medical, Inc.
Accepted 2022-01-24 00:00:00 ET · period of report 2022-01-20 · accession 0001104659-22-006600 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-01-24 | 2022-01-20 | SRTA | Experience Sponsor LLC | 10% | J - Other | — | -6.88M | 0 | -100% | — |
| D | 2022-01-24 | 2022-01-20 | SRTA | Experience Sponsor LLC | 10% | J - Other | — | -5.00M | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-01-20 | J | D | 6,875,000 | — | 0 | D | — | — | (F1) On January 20, 2022, Experience Sponsor LLC made an in-kind distribution of shares of Class A common stock and Private Placement Warrants to certain persons, and following such distribution, Experience Sponsor LLC no longer holds any securities of the Issuer. (F2) Reflects securities held directly by Experience Sponsor LLC. (F4) Steele ExpCo Holdings, LLC is the managing member of Experience Sponsor LLC and has voting and investment discretion with respect to the common stock held of record by Experience Sponsor LLC. KSL Capital Partners V GP, LLC is the managing member of Steele ExpCo Holdings, LLC and has voting and investment discretion with respect to securities held by Experience Sponsor LLC and Steele ExpCo Holdings, LLC. Mr. Resnick is the managing member of KSL Capital Partners V GP, LLC. and has the voting and dispositive power of the securities held by Experience Sponsor LLC and Steele ExpCo Holdings, LLC. Accordingly, Mr. Resnick may be deemed to have or share beneficial ownership of such shares. Each such person or entity disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly. |
| 2 | Derivative | Private Placement Warrants | 2022-01-20 | J | D | 5,000,000 | — | 0 | D | $11.50 · — to 2026-05-07 | 5,000,000 Class A Common Stock | (F1) On January 20, 2022, Experience Sponsor LLC made an in-kind distribution of shares of Class A common stock and Private Placement Warrants to certain persons, and following such distribution, Experience Sponsor LLC no longer holds any securities of the Issuer. (F2) Reflects securities held directly by Experience Sponsor LLC. (F4) Steele ExpCo Holdings, LLC is the managing member of Experience Sponsor LLC and has voting and investment discretion with respect to the common stock held of record by Experience Sponsor LLC. KSL Capital Partners V GP, LLC is the managing member of Steele ExpCo Holdings, LLC and has voting and investment discretion with respect to securities held by Experience Sponsor LLC and Steele ExpCo Holdings, LLC. Mr. Resnick is the managing member of KSL Capital Partners V GP, LLC. and has the voting and dispositive power of the securities held by Experience Sponsor LLC and Steele ExpCo Holdings, LLC. Accordingly, Mr. Resnick may be deemed to have or share beneficial ownership of such shares. Each such person or entity disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly. (F6) Each warrant is exercisable for one share of Class A common stock at an exercise price of $11.50 per share, subject to certain adjustments. The warrants are currently exercisable. |