Form 4 for WD Walker & Dunlop, Inc.
Accepted 2022-02-17 00:00:00 ET · period of report 2022-02-15 · accession 0001104659-22-024759 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-02-17 | 2022-02-15 | WD | Pryor Paula A. | EVP, Chief HR Off, Dir | A - Grant | $0.00 | +9,042 | 16.8K | +116% | $0 |
| D | 2022-02-17 | 2022-02-16 | WD | Pryor Paula A. | EVP, Chief HR Off, Dir | S - Sale | $137.96 | -5,561 | 6,789 | -45% | -$767.2K |
| DM | 2022-02-17 | 2022-02-15 | WD | Pryor Paula A. | EVP, Chief HR Off, Dir | F - Tax | $139.75 | -4,479 | 14.1K | -24% | -$625.9K |
| DM | 2022-02-17 | 2022-02-15 | WD | Pryor Paula A. | EVP, Chief HR Off, Dir | A - Grant | $0.00 | +4,293 | 2,862 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-15 | A | A | 6,180 | $0.00 | 13,966.69 | D | — | — | (F1) On April 2, 2019, the reporting person was granted an award of performance share units, which vest in the form of common stock if certain pre-established performance goals underlying the award are met over the course of a three-year period. On February 15, 2022, the Compensation Committee of the Issuer's Board of Directors certified the level at which the performance goals had been met, resulting in the vesting of these shares. |
| 2 | Common | Common Stock | 2022-02-15 | A | A | 2,862 | $0.00 | 16,828.69 | D | — | — | (F2) The restricted stock vests in three equal annual installments beginning on February 15, 2023. |
| 3 | Common | Common Stock | 2022-02-16 | S | D | 5,561 | $137.96 | 6,788.69 | D | — | — | (F3) The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $137.71 to $138.45. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 4 | Common | Common Stock | 2022-02-15 | F | D | 1,722 | $139.75 | 12,349.69 | D | — | — | |
| 5 | Common | Common Stock | 2022-02-15 | F | D | 2,757 | $139.75 | 14,071.69 | D | — | — | |
| 6 | Derivative | Restricted Stock Units | 2022-02-15 | A | A | 1,431 | $0.00 | 1,431 | D | — · — to — | 1,431 Common Stock | (F6) Each restricted stock unit represents the right to receive one share of common stock of the Issuer. (F7) The restricted stock units will be settled in shares of the Issuer's common stock on a date selected by the reporting person pursuant to the Plan, subject to vesting acceleration pursuant to the Plan. |
| 7 | Derivative | Deferred Stock Units | 2022-02-15 | A | A | 2,862 | $0.00 | 2,862 | D | — · — to — | 2,862 Common Stock | (F4) Each deferred stock unit represents the right to receive one share of common stock of the Issuer. (F5) The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Management Deferred Stock Unit Purchase Plan, as amended (the "Plan"), or (ii) as otherwise provided by the Plan. |