Form 4 for WD Walker & Dunlop, Inc.
Accepted 2022-02-17 00:00:00 ET · period of report 2022-02-15 · accession 0001104659-22-024762 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-02-17 | 2022-02-15 | WD | THEOBALD STEPHEN P | EVP, CFO | F - Tax | $139.75 | -10.3K | 41.4K | -20% | -$1.45M |
| DM | 2022-02-17 | 2022-02-15 | WD | THEOBALD STEPHEN P | EVP, CFO | A - Grant | $0.00 | +23.4K | 45.2K | +107% | $0 |
| DM | 2022-02-17 | 2022-02-15 | WD | THEOBALD STEPHEN P | EVP, CFO | A - Grant | $0.00 | +2,146 | 715 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-15 | F | D | 2,745 | $139.75 | 38,698.62 | D | — | — | |
| 2 | Common | Common Stock | 2022-02-15 | A | A | 3,875 | $0.00 | 49,048.62 | D | — | — | (F2) The restricted stock vests in three equal annual installments beginning on February 15, 2023. |
| 3 | Common | Common Stock | 2022-02-15 | A | A | 19,480 | $0.00 | 45,173.62 | D | — | — | (F1) On April 2, 2019, the reporting person was granted an award of performance share units, which vest in the form of common stock if certain pre-established performance goals underlying the award are met over the course of a three-year period. On February 15, 2022, the Compensation Committee of the Issuer's Board of Directors certified the level at which the performance goals had been met, resulting in the vesting of these shares. |
| 4 | Common | Common Stock | 2022-02-15 | F | D | 7,605 | $139.75 | 41,443.62 | D | — | — | |
| 5 | Derivative | Deferred Stock Units | 2022-02-15 | A | A | 1,431 | $0.00 | 1,431 | D | — · — to — | 1,431 Common Stock | (F3) Each deferred stock unit represents the right to receive one share of common stock of the Issuer. (F4) The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Management Deferred Stock Unit Purchase Plan, as amended (the "Plan"), or (ii) as otherwise provided by the Plan. |
| 6 | Derivative | Restricted Stock Units | 2022-02-15 | A | A | 715 | $0.00 | 715 | D | — · — to — | 715 Common Stock | (F5) Each restricted stock unit represents the right to receive one share of common stock of the Issuer. (F6) The restricted stock units will be settled in shares of the Issuer's common stock on a date selected by the reporting person pursuant to the Plan, subject to vesting acceleration pursuant to the Plan. |