Form 4 for CAT Caterpillar Inc.
Accepted 2022-11-14 00:00:00 ET · period of report 2022-11-11 · accession 0001104659-22-118391 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2022-11-14 | 2022-11-11 | CAT | Long Suzette M | CLO, GC | S - Sale | $237.28 | -1,884 | 9,607 | -16% | -$447.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-11-11 | S | D | 942 | $237.37 | 8,665 | D | — | — | |
| 2 | Common | Common Stock | 2022-11-11 | S | D | 942 | $237.19 | 9,607 | D | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $237.17 to $237.20. The price reported above reflects the weighted average sale (or purchase) price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |