Form 4 for CAT Caterpillar Inc.
Accepted 2023-02-08 00:00:00 ET · period of report 2023-02-07 · accession 0001104659-23-014716 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-02-08 | 2023-02-07 | CAT | Fassino Anthony D. | Group Pres | F - Tax | $248.68 | -1,551 | 15.0K | -9% | -$385.7K | |
| 2023-02-08 | 2023-02-07 | CAT | Fassino Anthony D. | Group Pres | A - Grant | $0.00 | +4,801 | 16.5K | +41% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-07 | F | D | 1,551 | $248.68 | 14,955 | D | — | — | (F1) Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of performance-based stock units granted March 2, 2020. |
| 2 | Common | Common Stock | 2023-02-07 | A | A | 4,801 | $0.00 | 16,506 | D | — | — |