Form 4 for WD Walker & Dunlop, Inc.
Accepted 2023-02-17 00:00:00 ET · period of report 2023-02-15 · accession 0001104659-23-023397 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-02-17 | 2023-02-15 | WD | Walker William M | COB, CEO, Dir | A - Grant | $0.00 | +76.5K | 419.7K | +22% | $0 |
| M | 2023-02-17 | 2023-02-15 | WD | Walker William M | COB, CEO, Dir | F - Tax | $96.89 | -32.1K | 387.6K | -8% | -$3.11M |
| I | 2023-02-17 | 2023-01-17 | WD | Walker William M | COB, CEO, Dir | G - Gift | $0.00 | +37.4K | 540.1K | +7% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-15 | A | A | 14,621 | $0.00 | 357,829 | D By Walker Family Holdings, LLC | — | — | (F1) The restricted stock vests in three equal annual installments beginning on February 15, 2024. (F2) Reflects a transfer of shares to the reporting person's former spouse and a related distribution of shares by Walker Family Holdings, LLC and another family trust pursuant to a Decree of Dissolution of Marriage since the date of the reporting person's last Form 4. |
| 2 | Common | Common Stock | 2023-02-15 | A | A | 61,899 | $0.00 | 419,728 | D | — | — | (F3) On July 17, 2020, the reporting person was granted an award of performance share units, which vest in the form of common stock if certain pre-established performance goals underlying the award are met over the course of a three-year period. On February 15, 2023, the Compensation Committee of the Issuer's Board of Directors certified the level at which the performance goals had been met, resulting in the vesting of these shares. |
| 3 | Common | Common Stock | 2023-02-15 | F | D | 5,222 | $96.89 | 414,506 | D | — | — | |
| 4 | Common | Common Stock | 2023-02-15 | F | D | 26,869 | $96.89 | 387,637 | D | — | — | |
| 5 | Common | Common Stock | 2023-01-17 | G | A | 37,440 | $0.00 | 540,147 | I | — | — | (F2) Reflects a transfer of shares to the reporting person's former spouse and a related distribution of shares by Walker Family Holdings, LLC and another family trust pursuant to a Decree of Dissolution of Marriage since the date of the reporting person's last Form 4. |