Form 4 for WD Walker & Dunlop, Inc.
Accepted 2023-03-17 00:00:00 ET · period of report 2023-03-15 · accession 0001104659-23-033979 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-17 | 2023-03-15 | WD | Lucas Richard M | EVP, Gen Counsel, Sec | F - Tax | $77.93 | -1,899 | 153.8K | -1% | -$148.0K |
| D | 2023-03-17 | 2023-03-15 | WD | Lucas Richard M | EVP, Gen Counsel, Sec | M - OptEx | $0.00 | +6,813 | 155.7K | +5% | $0 |
| DM | 2023-03-17 | 2023-03-15 | WD | Lucas Richard M | EVP, Gen Counsel, Sec | M - OptEx | $0.00 | -6,813 | 110.35 | -98% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-15 | F | D | 1,899 | $77.93 | 153,779.62 | D | — | — | |
| 2 | Common | Common Stock | 2023-03-15 | M | A | 6,813.12 | $0.00 | 155,678.62 | D | — | — | |
| 3 | Derivative | Deferred Stock Units | 2023-03-15 | M | D | 4,442 | $0.00 | 0 | D | — · — to — | 4,442 Common Stock | (F1) Each deferred stock unit represents the right to receive one share of common stock of the Issuer. (F2) The deferred stock units are fully vested and were settled in shares of the Issuer's common stock on March 15, 2023 pursuant to the Walker & Dunlop, Inc. Management Deferred Stock Unit Purchase Plan. |
| 4 | Derivative | Restricted Stock Units | 2023-03-15 | M | D | 2,221 | $0.00 | 0 | D | — · — to — | 2,221 Common Stock | (F3) Each restricted stock unit represents the right to receive one share of common stock of the Issuer. (F4) The restricted stock units were settled in shares of the Issuer's common stock on March 15, 2023. |
| 5 | Derivative | Dividend Equivalent Rights | 2023-03-15 | M | D | 150.12 | $0.00 | 110.35 | D | — · — to — | 150.12 Common Stock | (F5) The dividend equivalent rights accrued on restricted stock units held by the reporting person and vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of the common stock of the Issuer. |