Form 4 for WD Walker & Dunlop, Inc.
Accepted 2023-09-12 00:00:00 ET · period of report 2023-09-08 · accession 0001104659-23-100060 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-09-12 | 2023-09-08 | WD | Smith Howard W III | Pres, Dir | M - OptEx | $36.80 | +20.0K | 217.0K | +10% | +$736.0K |
| DM | 2023-09-12 | 2023-09-08 | WD | Smith Howard W III | Pres, Dir | S - Sale+OE | $81.14 | -20.0K | 197.0K | -9% | -$1.62M |
| DM | 2023-09-12 | 2023-09-08 | WD | Smith Howard W III | Pres, Dir | M - OptEx | $0.00 | -20.0K | 52.4K | -28% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-09-08 | M | A | 16,890 | $39.82 | 213,890.09 | D | — | — | |
| 2 | Common | Common Stock | 2023-09-08 | M | A | 3,110 | $20.40 | 217,000.09 | D | — | — | |
| 3 | Common | Common Stock | 2023-09-08 | S | D | 4,714 | $80.57 | 212,286.09 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.83 to $80.81. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 4 | Common | Common Stock | 2023-09-08 | S | D | 15,286 | $81.31 | 197,000.09 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.83 to $81.70. The reporting person undertakes to provide the Company, any security holder of the Company, or the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 5 | Derivative | Stock Options (right to buy) | 2023-09-08 | M | D | 16,890 | $0.00 | 0 | D | $39.82 · 2020-02-15 to 2027-02-15 | 16,890 Common Stock | |
| 6 | Derivative | Stock Options (right to buy) | 2023-09-08 | M | D | 3,110 | $0.00 | 52,369 | D | $20.40 · 2019-02-15 to 2026-02-15 | 3,110 Common Stock |