Form 4 for CAT Caterpillar Inc.

Accepted 2024-02-06 00:00:00 ET · period of report 2024-02-02 · accession 0001104659-24-011089 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
M	2024-02-06	2024-02-02+	CAT	BONFIELD ANDREW R J	CFO	S - Sale	$321.46	-20.0K	50.1K	-29%	-$6.43M

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2024-02-05	S	D	2,804	$333.13	47,317	D	—	—	(F3) This transaction was executed in multiple trades at prices ranging from $333.07 to $333.49. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
2	Common	Common Stock	2024-02-02	S	D	10,000	$310.10	57,317	D	—	—	(F1) This transaction was executed in multiple trades at prices ranging from $310.00 to $310.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
3	Common	Common Stock	2024-02-05	S	D	7,196	$332.69	50,121	D	—	—	(F2) This transaction was executed in multiple trades at prices ranging from $332.07 to $333.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.