Form 4 for CAT Caterpillar Inc.
Accepted 2024-02-15 00:00:00 ET · period of report 2024-02-13 · accession 0001104659-24-024305 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-02-15 | 2024-02-13 | CAT | Umpleby III Donald J | CEO, Dir | F - Tax | $313.40 | -16.8K | 421.5K | -4% | -$5.28M | |
| 2024-02-15 | 2024-02-13 | CAT | Umpleby III Donald J | CEO, Dir | A - Grant | $0.00 | +42.1K | 438.4K | +11% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-13 | F | D | 16,835 | $313.40 | 421,543 | D | — | — | (F1) Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of performance-based stock units granted March 1, 2021. |
| 2 | Common | Common Stock | 2024-02-13 | A | A | 42,136 | $0.00 | 438,378 | D | — | — |