Form 4 for CAT Caterpillar Inc.
Accepted 2024-02-27 00:00:00 ET · period of report 2024-02-26 · accession 0001104659-24-028184 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2024-02-27 | 2024-02-26 | CAT | Umpleby III Donald J | CEO, Dir | G - Gift | $0.00 | 0 | 0 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-26 | G | A | 8,081 | $0.00 | 36,040 | I Held by Children's Irrevocable Trust | — | — | (F3) Represents 8,081 shares received from Grantor Retained Annuity Trusts. |
| 2 | Common | Common Stock | 2024-02-26 | G | D | 8,081 | $0.00 | 0 | I Held by Grantor Retained Annuity Trust | — | — | (F1) Gift of shares to an irrevocable trust of which a member of the reporting person's immediate family serves as trustee and of which the reporting person's descendants are beneficiaries. (F2) Reflects 7,631 shares transferred on February 26, 2024 from Grantor Retained Annuity Trust to the reporting person. |