Form 4 for CAT Caterpillar Inc.
Accepted 2024-03-06 00:00:00 ET · period of report 2024-03-04 · accession 0001104659-24-031368 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-03-06 | 2024-03-04 | CAT | Johnson Denise C | Group Pres | A - Grant | $0.00 | +2,731 | 35.5K | +8% | $0 |
| D | 2024-03-06 | 2024-03-04 | CAT | Johnson Denise C | Group Pres | A - Grant | $0.00 | +8,871 | 8,871 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-04 | A | A | 2,731 | $0.00 | 35,525 | D | — | — | (F1) Includes adjustments for dividends accrued. |
| 2 | Derivative | Employee Stock Options | 2024-03-04 | A | A | 8,871 | $0.00 | 8,871 | D | $338.65 · — to 2034-03-04 | 8,871 Common Stock | (F2) The stock options were granted pursuant to the Caterpillar Inc. 2023 Long Term Incentive Plan and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date. |