Form 4 for CAT Caterpillar Inc.
Accepted 2024-04-30 00:00:00 ET · period of report 2024-04-29 · accession 0001104659-24-055039 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2024-04-30 | 2024-04-29 | CAT | SCHWAB SUSAN C | Dir | D - Sale to Iss | $349.21 | -12.9K | 10.3K | -56% | -$4.50M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-04-29 | D | D | 8,579 | $348.86 | 14,593 | D | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $348.46 to $349.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. (F2) Includes adjustments for dividends accrued. |
| 2 | Common | Common Stock | 2024-04-29 | D | D | 4,302 | $349.92 | 10,291 | D | — | — | (F3) This transaction was executed in multiple trades at prices ranging from $349.49 to $350.21. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |