Form 4 for CAT Caterpillar Inc.
Accepted 2024-11-26 00:00:00 ET · period of report 2024-11-25 · accession 0001104659-24-123149 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2024-11-26 | 2024-11-25 | CAT | BONFIELD ANDREW R J | CFO | S - Sale | $405.36 | -10.0K | 55.2K | -15% | -$4.05M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-11-25 | S | D | 3,504 | $404.10 | 61,678 | D | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $403.51 to $404.49. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. (F2) Includes dividends accrued. |
| 2 | Common | Common Stock | 2024-11-25 | S | D | 1,880 | $405.06 | 59,798 | D | — | — | (F3) This transaction was executed in multiple trades at prices ranging from $404.51 to $405.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 3 | Common | Common Stock | 2024-11-25 | S | D | 2,481 | $406.12 | 57,317 | D | — | — | (F4) This transaction was executed in multiple trades at prices ranging from $405.51 to $406.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 4 | Common | Common Stock | 2024-11-25 | S | D | 2,135 | $406.79 | 55,182 | D | — | — | (F5) This transaction was executed in multiple trades at prices ranging from $406.51 to $407.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |