Form 4 for CAT Caterpillar Inc.
Accepted 2024-11-26 00:00:00 ET · period of report 2024-11-25 · accession 0001104659-24-123206 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2024-11-26 | 2024-11-25 | CAT | Fish James C Jr | Dir | G - Gift | $0.00 | +500 | 250 | New | $0 |
| M | 2024-11-26 | 2024-11-25 | CAT | Fish James C Jr | Dir | G - Gift | $0.00 | -1,500 | 4,464 | -25% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-11-25 | G | A | 250 | $0.00 | 250 | I | — | — | |
| 2 | Common | Common Stock | 2024-11-25 | G | D | 250 | $0.00 | 3,964 | D | — | — | (F3) Gift of shares to an irrevocable trust of which the reporting person's descendant is a beneficiary. |
| 3 | Common | Common Stock | 2024-11-25 | G | D | 250 | $0.00 | 4,214 | D The Stephanie M Fish GST Trust | — | — | (F3) Gift of shares to an irrevocable trust of which the reporting person's descendant is a beneficiary. |
| 4 | Common | Common Stock | 2024-11-25 | G | A | 250 | $0.00 | 250 | I | — | — | |
| 5 | Common | Common Stock | 2024-11-25 | G | D | 1,000 | $0.00 | 4,464 | D The Nicole M Fish GST Trust | — | — | (F1) Represents a donation of ordinary shares to a Donor Advised Fund. (F2) Includes dividends accrued. |