Form 4 for CAT Caterpillar Inc.
Accepted 2025-02-13 00:00:00 ET · period of report 2025-02-11 · accession 0001104659-25-012855 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-02-13 | 2025-02-11 | CAT | Umpleby III Donald J | COB, CEO | F - Tax | $362.70 | -14.2K | 488.3K | -3% | -$5.14M | |
| 2025-02-13 | 2025-02-11 | CAT | Umpleby III Donald J | COB, CEO | A - Grant | $0.00 | +36.1K | 502.4K | +8% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-02-11 | F | D | 14,163 | $362.70 | 488,259 | D | — | — | (F2) Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of performance-based restricted stock units granted March 7, 2022. |
| 2 | Common | Common Stock | 2025-02-11 | A | A | 36,126 | $0.00 | 502,422 | D | — | — | (F1) Includes adjustments for dividends accrued. |