Form 4 for CAT Caterpillar Inc.
Accepted 2025-03-05 00:00:00 ET · period of report 2025-03-03 · accession 0001104659-25-021011 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-03-05 | 2025-03-03 | CAT | Johnson Denise C | Group Pres | A - Grant | $0.00 | +2,692 | 44.1K | +7% | $0 |
| D | 2025-03-05 | 2025-03-04 | CAT | Johnson Denise C | Group Pres | F - Tax | $325.30 | -343 | 43.7K | -0.8% | -$111.6K |
| D | 2025-03-05 | 2025-03-03 | CAT | Johnson Denise C | Group Pres | A - Grant | $0.00 | +8,439 | 8,439 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-03-03 | A | A | 2,692 | $0.00 | 44,066 | D | — | — | (F1) Includes adjustments for dividends accrued. |
| 2 | Common | Common Stock | 2025-03-04 | F | D | 343 | $325.30 | 43,723 | D | — | — | (F2) Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of restricted stock units granted March 4, 2024 |
| 3 | Derivative | Employee Stock Options | 2025-03-03 | A | A | 8,439 | $0.00 | 8,439 | D | $332.04 · — to 2035-03-03 | 8,439 Common Stock | (F3) The stock options were granted pursuant to the Caterpillar Inc. 2023 Long Term Incentive Plan and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date. |