Form 4 for CAT Caterpillar Inc.
Accepted 2025-05-13 00:00:00 ET · period of report 2025-05-09 · accession 0001104659-25-047824 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-05-13 | 2025-05-09 | CAT | Pambianchi Christine M | CHRO | A - Grant | $0.00 | +2,126 | 2,126 | New | $0 |
| D | 2025-05-13 | 2025-05-09 | CAT | Pambianchi Christine M | CHRO | A - Grant | $0.00 | +6,424 | 6,424 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-05-09 | A | A | 2,126 | $0.00 | 2,126 | D | — | — | |
| 2 | Derivative | Employee Stock Options | 2025-05-09 | A | A | 6,424 | $0.00 | 6,424 | D | $325.62 · — to 2035-05-09 | 6,424 Common Stock | (F1) The stock options were granted pursuant to the Caterpillar Inc 2023 Long Term Incentive Plan and vest equally in 1/3 increments. 1/3 vests on the first anniversary of the grant date; 1/3 vests on March 3, 2027 and 1/3 vests on March 3, 2028. |