Form 4 for CAT Caterpillar Inc.
Accepted 2025-07-21 00:00:00 ET · period of report 2025-07-17 · accession 0001104659-25-069308 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-07-21 | 2025-07-17 | CAT | BONFIELD ANDREW R J | CFO | M - OptEx | $232.31 | +37.5K | 83.2K | +82% | +$8.71M |
| DM | 2025-07-21 | 2025-07-17 | CAT | BONFIELD ANDREW R J | CFO | F - Tax | $416.39 | -27.5K | 59.9K | -31% | -$11.44M |
| DM | 2025-07-21 | 2025-07-17 | CAT | BONFIELD ANDREW R J | CFO | M - OptEx | $232.31 | -37.5K | 11.7K | -76% | -$8.71M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-07-17 | M | A | 14,186 | $196.70 | 69,566 | D | — | — | |
| 2 | Common | Common Stock | 2025-07-17 | F | D | 17,796 | $416.39 | 65,422 | D | — | — | |
| 3 | Common | Common Stock | 2025-07-17 | M | A | 23,311 | $253.98 | 83,194 | D | — | — | |
| 4 | Common | Common Stock | 2025-07-17 | F | D | 9,683 | $416.39 | 59,883 | D | — | — | |
| 5 | Derivative | Employee Stock Options | 2025-07-17 | M | D | 14,186 | $196.70 | 0 | D | $196.70 · — to 2032-03-07 | 14,186 Common Stock | (F1) The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 7, 2022 and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date. |
| 6 | Derivative | Employee Stock Options | 2025-07-17 | M | D | 23,311 | $253.98 | 11,655 | D | $253.98 · — to 2033-03-06 | 23,311 Common Stock | (F2) The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 6, 2023 and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date. |