Form 4 for CAT Caterpillar Inc.
Accepted 2025-08-13 00:00:00 ET · period of report 2025-08-11 · accession 0001104659-25-077411 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-08-13 | 2025-08-11 | CAT | Kaiser Jason | Group Pres | F - Tax | $416.80 | -1,930 | 10.8K | -15% | -$804.4K |
| D | 2025-08-13 | 2025-08-11 | CAT | Kaiser Jason | Group Pres | S - Sale+OE | $417.70 | -2,161 | 8,632 | -20% | -$902.6K |
| D | 2025-08-13 | 2025-08-11 | CAT | Kaiser Jason | Group Pres | M - OptEx | $196.70 | +4,091 | 12.7K | +47% | +$804.7K |
| D | 2025-08-13 | 2025-08-11 | CAT | Kaiser Jason | Group Pres | M - OptEx | $196.70 | -4,091 | 0 | -100% | -$804.7K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-08-11 | F | D | 1,930 | $416.80 | 10,793 | D | — | — | |
| 2 | Common | Common Stock | 2025-08-11 | S | D | 2,161 | $417.70 | 8,632 | D | — | — | |
| 3 | Common | Common Stock | 2025-08-11 | M | A | 4,091 | $196.70 | 12,723 | D | — | — | (F1) Includes dividends accrued. |
| 4 | Derivative | Employee Stock Options | 2025-08-11 | M | D | 4,091 | $196.70 | 0 | D | $196.70 · — to 2032-03-07 | 4,091 Common Stock | (F3) The stock options were granted pursuant to the Caterpillar Inc. 2014 Long Term Incentive Plan on March 7, 2022 and vest equally in 1/3 incrememnts on the first, second and third anniversaries of the grant date. |