Form 4 for CAT Caterpillar Inc.
Accepted 2025-09-03 00:00:00 ET · period of report 2025-09-02 · accession 0001104659-25-087153 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-09-03 | 2025-09-02 | CAT | Umpleby III Donald J | Executive COB, Dir | S - Sale | $412.87 | -17.2K | 482.5K | -3% | -$7.09M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-09-02 | S | D | 17,168 | $412.87 | 482,505 | D | — | — | (F1) This transaction was entered as multiple trades, at prices ranging from $410.37 to $414.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer full information regarding the number (F2) Includes dividends accrued. |