InsiderTrades

Form 4 for CAT Caterpillar Inc.

Accepted 2025-10-14 00:00:00 ET · period of report 2025-10-10 · accession 0001104659-25-099169 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
2025-10-14 2025-10-10 CAT Umpleby III Donald J Executive COB S - Sale $505.29 -17.2K 448.2K -4% -$8.67M

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock 2025-10-10 S D 17,166 $505.29 448,173 D — — (F1) This transaction was entered as multiple trades, at prices ranging from $501.40 to $506.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer, full information regarding the number.