Form 4 for CAT Caterpillar Inc.
Accepted 2025-11-07 00:00:00 ET · period of report 2025-11-05 · accession 0001104659-25-108358 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-11-07 | 2025-11-05 | CAT | De Lange Bob | Group Pres | M - OptEx | $151.12 | +20.0K | 100.2K | +25% | +$3.02M |
| D | 2025-11-07 | 2025-11-05 | CAT | De Lange Bob | Group Pres | F - Tax | $563.66 | -5,362 | 94.8K | -5% | -$3.02M |
| D | 2025-11-07 | 2025-11-05 | CAT | De Lange Bob | Group Pres | S - Sale+OE | $562.36 | -14.6K | 80.2K | -15% | -$8.23M |
| D | 2025-11-07 | 2025-11-05 | CAT | De Lange Bob | Group Pres | M - OptEx | $151.12 | -20.0K | 20.5K | -49% | -$3.02M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-11-05 | M | A | 20,000 | $151.12 | 100,209 | D | — | — | (F1) Includes adjustments for dividends accrued. |
| 2 | Common | Common Stock | 2025-11-05 | F | D | 5,362 | $563.66 | 94,847 | D | — | — | |
| 3 | Common | Common Stock | 2025-11-05 | S | D | 14,638 | $562.36 | 80,209 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $562.32 to $562.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 4 | Derivative | Employee Stock Options | 2025-11-05 | M | D | 20,000 | $151.12 | 20,512 | D | $151.12 · — to 2028-03-05 | 20,000 Common Stock | (F3) The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 5, 2018 and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date. |