Form 4 for CAT Caterpillar Inc.
Accepted 2025-12-02 00:00:00 ET · period of report 2025-11-28 · accession 0001104659-25-117569 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-12-02 | 2025-11-28 | CAT | Umpleby III Donald J | Executive COB | G - Gift | $0.00 | -2,350 | 445.9K | -0.5% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-11-28 | G | D | 2,350 | $0.00 | 445,879 | D | — | — | (F1) Represents a donation of ordinary shares to The Ayco Charitable Foundation, a Donor Advised Fund. (F2) Includes dividends accrued. |