Form 4 for CAT Caterpillar Inc.
Accepted 2026-01-13 00:00:00 ET · period of report 2026-01-12 · accession 0001104659-26-003275 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-01-13 | 2026-01-12 | CAT | Fassino Anthony D. | Group Pres | F - Tax | $621.97 | -473 | 41.2K | -1% | -$294.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-01-12 | F | D | 473 | $621.97 | 41,151 | D | — | — | (F1) Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of Restricted Stock Units granted January 12, 2024. (F2) Includes adjustment for dividends accrued. |