Form 4 for PFG Principal Financial Group
Accepted 2021-09-28 00:00:00 ET · period of report 2021-09-24 · accession 0001126328-21-000196 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-09-28 | 2021-09-24 | PFG | Mills Scott | Dir | A - Grant | $0.00 | +188 | 19.5K | +1.0% | $0 |
| D | 2021-09-28 | 2021-09-24 | PFG | Mills Scott | Dir | A - Grant | $64.45 | +102 | 10.5K | +1.0% | +$6,574 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-24 | A | A | 188 | $0.00 | 19,463 | D | — | — | (F1) Grant of restricted stock units. |
| 2 | Derivative | Phantom Stock Units | 2021-09-24 | A | A | 102 | $64.45 | 10,520 | D | — · — to — | 102 Common Stock | (F2) The units convert to common stock on a one-for-one basis. (F3) The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. |