Form 4 for PFG Principal Financial Group
Accepted 2021-09-28 00:00:00 ET · period of report 2021-09-24 · accession 0001126328-21-000209 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2021-09-28 | 2021-09-24 | PFG | Walker Roberto | EVP, Principal Latin America | A - Grant | $0.00 | +38 | 35.7K | +0.1% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-24 | A | A | 38 | $0.00 | 35,717 | D | — | — | (F1) Grant of restricted stock units (F2) Includes 4,696 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. |