Form 4 for PFG Principal Financial Group
Accepted 2021-11-18 00:00:00 ET · period of report 2021-11-16 · accession 0001126328-21-000216 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-18 | 2021-11-16 | PFG | Walker Roberto | EVP, Principal Latin America | A - Grant | $27.46 | +22.6K | 58.3K | +64% | +$621.7K |
| D | 2021-11-18 | 2021-11-16 | PFG | Walker Roberto | EVP, Principal Latin America | D - Sale to Iss | $72.45 | -7,000 | 51.3K | -12% | -$507.1K |
| D | 2021-11-18 | 2021-11-16 | PFG | Walker Roberto | EVP, Principal Latin America | M - OptEx | $0.00 | -22.6K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-16 | A | A | 22,640 | $27.46 | 58,275 | D | — | — | |
| 2 | Common | Common Stock | 2021-11-16 | D | D | 7,000 | $72.45 | 51,275 | D | — | — | |
| 3 | Derivative | Employee Stock Option (Right to Buy) | 2021-11-16 | M | D | 22,640 | $0.00 | 0 | D | $27.46 · 2015-02-27 to 2022-02-27 | 22,640 Common Stock |