Form 4 for PFG Principal Financial Group
Accepted 2021-11-19 00:00:00 ET · period of report 2021-11-17 · accession 0001126328-21-000217 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2021-11-19 | 2021-11-17 | PFG | Walker Roberto | EVP, Principal Latin America | D - Sale to Iss | $71.65 | -15.6K | 35.6K | -31% | -$1.12M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-17 | D | D | 15,640 | $71.65 | 35,635 | D | — | — | (F1) As part of the exercise on November 16, 2021 of 22,640 employee stock options expiring on February 27, 2022. (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.44 to $71.80, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchanges Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |