Form 4 for PFG Principal Financial Group
Accepted 2025-12-23 00:00:00 ET · period of report 2025-12-19 · accession 0001126328-25-000073 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-12-23 | 2025-12-19 | PFG | STRABLE-SOETHOUT DEANNA D | Pres, CEO | D - Sale to Iss | $90.00 | -500 | 152.9K | -0.3% | -$45.0K |
| D | 2025-12-23 | 2025-12-19 | PFG | STRABLE-SOETHOUT DEANNA D | Pres, CEO | A - Grant | $37.38 | +500 | 153.4K | +0.3% | +$18.7K |
| D | 2025-12-23 | 2025-12-19 | PFG | STRABLE-SOETHOUT DEANNA D | Pres, CEO | M - OptEx | $37.38 | -500 | 13.8K | -3% | -$18.7K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-12-19 | D | D | 500 | $90.00 | 152,950 | D | — | — | (F1) This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted on February 28, 2024. |
| 2 | Common | Common Stock | 2025-12-19 | A | A | 500 | $37.38 | 153,450 | D | — | — | |
| 3 | Derivative | Common Stock | 2025-12-19 | M | D | 500 | $37.38 | 13,792 | D | $37.38 · 2017-02-22 to 2026-02-22 | 500 Common Stock |