Form 4 for PFSI PennyMac Financial Services, Inc.
Accepted 2021-08-11 00:00:00 ET · period of report 2021-08-09 · accession 0001127602-21-023541 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2021-08-11 | 2021-08-09 | PFSI | SPECTOR DAVID | COB, CEO, Dir | S - Sale | $68.34 | -15.0K | 751.5K | -2% | -$1.03M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-09 | S | D | 126 | $69.46 | 751,337 | D | — | — | (F1) These shares of Common Stock were sold pursuant to a 10b5-1 plan. (F6) The price reported is the weighted average price of multiple transactions ranging from $69.45 to $69.49. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. (F7) The reported amount consists of 29,982 restricted stock units and 721,355 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. |
| 2 | Common | Common Stock | 2021-08-09 | S | D | 8,452 | $67.92 | 757,885 | D | — | — | (F1) These shares of Common Stock were sold pursuant to a 10b5-1 plan. (F2) The price reported is the weighted average price of multiple transactions ranging from $67.41 to $68.40. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. (F3) The reported amount consists of 29,982 restricted stock units and 727,903 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. |
| 3 | Common | Common Stock | 2021-08-09 | S | D | 6,422 | $68.87 | 751,463 | D | — | — | (F1) These shares of Common Stock were sold pursuant to a 10b5-1 plan. (F4) The price reported is the weighted average price of multiple transactions ranging from $68.44 to $69.41. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. (F5) The reported amount consists of 29,982 restricted stock units and 721,481 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. |