Form 4 for GLW Corning Inc.
Accepted 2021-09-03 00:00:00 ET · period of report 2021-09-01 · accession 0001127602-21-024861 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-09-03 | 2021-09-01+ | GLW | Clappin James P | Retired Vice COB, Strat. Adv | S - Sale+OE | $39.57 | -80.8K | 85.1K | -49% | -$3.20M |
| DM | 2021-09-03 | 2021-09-01+ | GLW | Clappin James P | Retired Vice COB, Strat. Adv | M - OptEx | $26.41 | +80.8K | 152.1K | +113% | +$2.13M |
| DM | 2021-09-03 | 2021-09-01+ | GLW | Clappin James P | Retired Vice COB, Strat. Adv | M - OptEx | $0.00 | -80.8K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-01 | S | D | 13,702 | $39.88 | 85,064.24 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.75 to $39.98, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote. |
| 2 | Common | Common Stock | 2021-09-02 | M | A | 21,302 | $27.00 | 106,366.24 | D | — | — | |
| 3 | Common | Common Stock | 2021-09-02 | M | A | 39,127 | $27.03 | 145,493.24 | D | — | — | |
| 4 | Common | Common Stock | 2021-09-02 | S | D | 67,069 | $39.51 | 85,064.24 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.50 to $39.55, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote. |
| 5 | Common | Common Stock | 2021-09-01 | M | A | 13,702 | $27.00 | 98,766.24 | D | — | — | |
| 6 | Common | Common Stock | 2021-09-02 | M | A | 6,640 | $19.65 | 152,133.24 | D | — | — | |
| 7 | Derivative | Stock Options (Right to Buy) | 2021-09-01 | M | D | 13,702 | $0.00 | 21,302 | D | $27.00 · 2020-03-31 to 2027-03-31 | 13,702 Common Stock | |
| 8 | Derivative | Stock Options (Right to Buy) | 2021-09-02 | M | D | 21,302 | $0.00 | 0 | D | $27.00 · 2020-03-31 to 2027-03-31 | 21,302 Common Stock | |
| 9 | Derivative | Stock Options (Right to Buy) | 2021-09-02 | M | D | 39,127 | $0.00 | 0 | D | $27.03 · 2021-04-02 to 2028-04-02 | 39,127 Common Stock | |
| 10 | Derivative | Stock Options (Right to Buy) | 2021-09-02 | M | D | 6,640 | $0.00 | 0 | D | $19.65 · — to 2030-05-15 | 6,640 Common Stock | (F3) On December 2, 2020, the Compensation Committee approved the early vesting of one half of the stock options granted on May 15, 2020. The remaining stock options will vest ratably over three years from the grand date. |