Form 4 for SBH Sally Beauty Holdings, Inc.
Accepted 2021-10-04 00:00:00 ET · period of report 2021-09-30 · accession 0001127602-21-026499 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-10-04 | 2021-09-30 | SBH | Brickman Christian A. | Pres, CEO, Dir | F - Tax | $16.85 | -34.5K | 489.3K | -7% | -$581.9K |
| DM | 2021-10-04 | 2021-09-30 | SBH | Brickman Christian A. | Pres, CEO, Dir | M - OptEx | $0.00 | +56.5K | 503.9K | +13% | $0 |
| DM | 2021-10-04 | 2021-09-30 | SBH | Brickman Christian A. | Pres, CEO, Dir | M - OptEx | $0.00 | -56.5K | 96.8K | -37% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-30 | F | D | 10,399 | $16.85 | 460,737 | D | — | — | (F1) Divestiture of securities is solely in connection with payment of taxes incident to vesting of securities. |
| 2 | Common | Common Stock | 2021-09-30 | F | D | 9,545 | $16.85 | 451,192 | D | — | — | (F1) Divestiture of securities is solely in connection with payment of taxes incident to vesting of securities. |
| 3 | Common | Common Stock | 2021-09-30 | M | A | 4,257 | $0.00 | 455,449 | D | — | — | |
| 4 | Common | Common Stock | 2021-09-30 | M | A | 3,802 | $0.00 | 493,067 | D | — | — | |
| 5 | Common | Common Stock | 2021-09-30 | F | D | 11,787 | $16.85 | 492,067 | D | — | — | (F1) Divestiture of securities is solely in connection with payment of taxes incident to vesting of securities. |
| 6 | Common | Common Stock | 2021-09-30 | F | D | 1,126 | $16.85 | 490,941 | D | — | — | (F1) Divestiture of securities is solely in connection with payment of taxes incident to vesting of securities. |
| 7 | Common | Common Stock | 2021-09-30 | F | D | 1,676 | $16.85 | 489,265 | D | — | — | (F1) Divestiture of securities is solely in connection with payment of taxes incident to vesting of securities. |
| 8 | Common | Common Stock | 2021-09-30 | M | A | 48,405 | $0.00 | 503,854 | D | — | — | |
| 9 | Derivative | Restricted Stock Units | 2021-09-30 | M | D | 3,802 | $0.00 | 0 | D | — · 2014-09-30 to — | 3,802 Common Stock | (F2) Restricted stock units convert into common stock on a one-for-one basis. (F3) Reflects shares vested in connection with reported person's termination. |
| 10 | Derivative | Restricted Stock Units | 2021-09-30 | M | D | 4,257 | $0.00 | 0 | D | — · 2013-09-30 to — | 4,257 Common Stock | (F2) Restricted stock units convert into common stock on a one-for-one basis. (F3) Reflects shares vested in connection with reported person's termination. |
| 11 | Derivative | Restricted Stock Units | 2021-09-30 | M | D | 48,405 | $0.00 | 96,809 | D | — · — to — | 48,405 Common Stock | (F2) Restricted stock units convert into common stock on a one-for-one basis. (F4) Vested shares will be delivered to the reporting person on the date such reporting person's service as a Director of the Issuer has terminated. (F3) Reflects shares vested in connection with reported person's termination. |