Form 4 for PFSI PennyMac Financial Services, Inc.
Accepted 2022-02-09 00:00:00 ET · period of report 2021-12-20 · accession 0001127602-22-004064 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-02-09 | 2021-12-20 | PFSI | MAZZELLA JOSEPH F | Dir | G - Gift | $0.00 | -6,000 | 360.9K | -2% | $0 | |
| 2022-02-09 | 2022-02-07 | PFSI | MAZZELLA JOSEPH F | Dir | A - Grant | $69.56 | +381 | 361.2K | +0.1% | +$26.5K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-20 | G | D | 6,000 | $0.00 | 360,855 | D | — | — | (F1) Represents a bona fide gift of shares to a charitable organization. (F2) The reported amount consists of 2,124 restricted stock units and 358,731 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. |
| 2 | Common | Common Stock | 2022-02-07 | A | A | 381 | $69.56 | 361,236 | D | — | — | (F3) The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of the Issuer during the fourth quarter of 2021. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934. (F4) The reported amount consists of 2,124 restricted stock units and 359,112 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. |