Form 4 for FE FirstEnergy
Accepted 2022-03-03 00:00:00 ET · period of report 2022-03-01 · accession 0001127602-22-008161 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-03-03 | 2022-03-01 | FE | Lisowski Jason | VP, CAO, Ctrl | M - OptEx | — | +8,988 | 9,795 | +1,114% | — |
| DM | 2022-03-03 | 2022-03-01 | FE | Lisowski Jason | VP, CAO, Ctrl | D - Sale to Iss | $41.57 | -8,595 | 3,767 | -70% | -$357.3K |
| D | 2022-03-03 | 2022-03-01 | FE | Lisowski Jason | VP, CAO, Ctrl | F - Tax | $41.57 | -393 | 3,767 | -9% | -$16.3K |
| DM | 2022-03-03 | 2022-03-01 | FE | Lisowski Jason | VP, CAO, Ctrl | M - OptEx | — | -8,988 | 0 | -100% | — |
| D | 2022-03-03 | 2022-03-01 | FE | Lisowski Jason | VP, CAO, Ctrl | A - Grant | — | +5,783 | 5,783 | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-01 | M | A | 2,960.43 | — | 6,727.61 | D | — | — | (F1) Represents the vesting of the 15PSUC19 award. The award vested on March 1, 2022. Amounts also include dividend reinvestments. (F2) 1 for 1. The 15PSUC19 and 15PSUS19 awards were previously granted for $0.00 under the FirstEnergy Corp. 2015 Incentive Compensation Plan. (F3) Balance includes shares acquired through dividend reinvestments. |
| 2 | Common | Common Stock | 2022-03-01 | D | D | 148.02 | — | 6,579.59 | D | — | — | (F4) This transaction represents the deferral of the 15PSUC19 and 15PSUS19 awards. As a result, the reporting person is reporting the disposition of common stock in exchange for an equal number of shares of phantom stock described below. (F3) Balance includes shares acquired through dividend reinvestments. |
| 3 | Common | Common Stock | 2022-03-01 | F | D | 393 | $41.57 | 3,767.19 | D | — | — | (F5) Represents the vesting of the 15PSUS19 award. The award vested on March 1, 2022. The shares coded "F" were automatically withheld to cover tax obligations associated with the payout. Amounts also include dividend reinvestments. (F3) Balance includes shares acquired through dividend reinvestments. |
| 4 | Common | Common Stock | 2022-03-01 | M | A | 6,028 | — | 9,795.19 | D | — | — | (F5) Represents the vesting of the 15PSUS19 award. The award vested on March 1, 2022. The shares coded "F" were automatically withheld to cover tax obligations associated with the payout. Amounts also include dividend reinvestments. (F2) 1 for 1. The 15PSUC19 and 15PSUS19 awards were previously granted for $0.00 under the FirstEnergy Corp. 2015 Incentive Compensation Plan. (F3) Balance includes shares acquired through dividend reinvestments. |
| 5 | Common | Common Stock | 2022-03-01 | D | D | 5,635 | — | 4,160.19 | D | — | — | (F4) This transaction represents the deferral of the 15PSUC19 and 15PSUS19 awards. As a result, the reporting person is reporting the disposition of common stock in exchange for an equal number of shares of phantom stock described below. (F3) Balance includes shares acquired through dividend reinvestments. |
| 6 | Common | Common Stock | 2022-03-01 | D | D | 2,812.40 | $41.57 | 3,767.19 | D | — | — | (F1) Represents the vesting of the 15PSUC19 award. The award vested on March 1, 2022. Amounts also include dividend reinvestments. (F3) Balance includes shares acquired through dividend reinvestments. |
| 7 | Derivative | 15PSUC19 | 2022-03-01 | M | D | 2,960.43 | — | 0 | D | — · — to — | 2,960.43 Common Stock | (F2) 1 for 1. The 15PSUC19 and 15PSUS19 awards were previously granted for $0.00 under the FirstEnergy Corp. 2015 Incentive Compensation Plan. (F7) 1 for 1 (F1) Represents the vesting of the 15PSUC19 award. The award vested on March 1, 2022. Amounts also include dividend reinvestments. |
| 8 | Derivative | Phantom 3/22D | 2022-03-01 | A | A | 5,783.02 | — | 5,783.02 | D | — · — to — | 5,783.02 Common Stock | (F4) This transaction represents the deferral of the 15PSUC19 and 15PSUS19 awards. As a result, the reporting person is reporting the disposition of common stock in exchange for an equal number of shares of phantom stock described below. (F7) 1 for 1 (F8) This holding reflects phantom stock payable in cash upon retirement or other termination of employment under the FirstEnergy Corp. Amended and Restated Executive Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. |
| 9 | Derivative | 15PSUS19 | 2022-03-01 | M | D | 6,028 | — | 0 | D | — · — to — | 6,028 Common Stock | (F2) 1 for 1. The 15PSUC19 and 15PSUS19 awards were previously granted for $0.00 under the FirstEnergy Corp. 2015 Incentive Compensation Plan. (F7) 1 for 1 (F5) Represents the vesting of the 15PSUS19 award. The award vested on March 1, 2022. The shares coded "F" were automatically withheld to cover tax obligations associated with the payout. Amounts also include dividend reinvestments. |