Form 4 for PFSI PennyMac Financial Services, Inc.

Accepted 2022-03-23 00:00:00 ET · period of report 2022-03-21 · accession 0001127602-22-010251 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
M	2022-03-23	2022-03-21	PFSI	Jones Doug	Pres, Chief Mtg Bkg Ofcr	S - Sale	$54.80	-20.0K	68.1K	-23%	-$1.10M

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2022-03-21	S	D	700	$55.63	67,363	D	—	—	(F1) These shares of Common Stock were sold pursuant to a 10b5-1 plan. (F4) The price reported is the weighted average price of multiple transactions ranging from $55.53 to $55.70. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. (F5) The reported amount consists of 25,909 restricted stock units and 41,454 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
2	Common	Common Stock	2022-03-21	S	D	19,314	$54.77	68,063	D	—	—	(F1) These shares of Common Stock were sold pursuant to a 10b5-1 plan. (F2) The price reported is the weighted average price of multiple transactions ranging from $54.48 to $55.46. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. (F3) The reported amount consists of 25,909 restricted stock units and 42,154 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.