Form 4 for GLW Corning Inc.
Accepted 2022-05-04 00:00:00 ET · period of report 2022-05-02 · accession 0001127602-22-013209 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-05-04 | 2022-05-02 | GLW | Tripeny R Tony | Retired Exec. VP | M - OptEx | $35.96 | +9,821 | 18.2K | +117% | +$353.2K |
| D | 2022-05-04 | 2022-05-02 | GLW | Tripeny R Tony | Retired Exec. VP | F - Tax | $35.96 | -5,015 | 13.2K | -28% | -$180.3K |
| DM | 2022-05-04 | 2022-05-02 | GLW | Tripeny R Tony | Retired Exec. VP | D - Sale to Iss | $0.00 | -25.6K | 959 | -96% | $0 |
| DM | 2022-05-04 | 2022-05-02 | GLW | Tripeny R Tony | Retired Exec. VP | M - OptEx | $0.00 | -9,821 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-05-02 | M | A | 959 | $35.96 | 9,368 | D | — | — | |
| 2 | Common | Common Stock | 2022-05-02 | M | A | 8,862 | $35.96 | 18,230 | D | — | — | |
| 3 | Common | Common Stock | 2022-05-02 | F | D | 5,015 | $35.96 | 13,215 | D | — | — | |
| 4 | Derivative | Restricted Stock Unit | 2022-05-02 | D | D | 14,027 | $0.00 | 7,013 | D | — · — to — | 14,027 Common Stock | (F4) Represents the forfeiture of Restricted Stock Units awarded April 1, 2022, per terms of the April 2022 agreement approved by the Compensation Committee. (F1) Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. (F5) Restricted Stock Units awarded April 1, 2022 were forfeited per terms of the April 2022 agreement approved by the Compensation Committee. |
| 5 | Derivative | Performance Share Unit | 2022-05-02 | M | D | 8,862 | $0.00 | 0 | D | — · — to — | 8,862 Common Stock | (F6) Each Performance Share Unit represents a contingent right to receive one share of Corning Incorporated Common Stock. (F10) Performance Share Units earned February 3, 2021 remained restricted until May 2, 2022 when they vested and converted into Common Stock per terms of the May 15, 2020 agreement approved by the Compensation Committee. |
| 6 | Derivative | Restricted Stock Unit | 2022-05-02 | M | D | 959 | $0.00 | 0 | D | — · — to — | 959 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. (F9) Earned Restricted Stock Units awarded May 15, 2020 remained restricted until May 2, 2022 when they vested and converted into Common Stock per terms of the May 2020 agreement approved by the Compensation Committee. |
| 7 | Derivative | Performance Share Unit | 2022-05-02 | D | D | 10,474 | $0.00 | 8,862 | D | — · — to — | 10,474 Common Stock | (F7) Represents the forfeiture of Performance Share Units earned February 3, 2021, per terms of the May 15, 2020 agreement approved by the Compensation Committee. (F6) Each Performance Share Unit represents a contingent right to receive one share of Corning Incorporated Common Stock. (F8) Performance Share Units earned February 3, 2021 were forfeited per terms of the May 15, 2020 agreement approved by the Compensation Committee. |
| 8 | Derivative | Restricted Stock Unit | 2022-05-02 | D | D | 1,134 | $0.00 | 959 | D | — · — to — | 1,134 Common Stock | (F2) Represents the forfeiture of Restricted Stock Units awarded May 15, 2020, per terms of the May 2020 agreement approved by the Compensation Committee. (F1) Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. (F3) Restricted Stock Units awarded May 15, 2020 were forfeited per terms of the May 2020 agreement approved by the Compensation Committee. |