Form 4 for PFSI PennyMac Financial Services, Inc.
Accepted 2022-08-17 00:00:00 ET · period of report 2022-08-15 · accession 0001127602-22-021263 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-08-17 | 2022-08-15 | PFSI | MCCALLION ANNE | Dir | M - OptEx | $57.93 | +7,941 | 10.5K | +313% | +$460.0K |
| D | 2022-08-17 | 2022-08-15 | PFSI | MCCALLION ANNE | Dir | S - Sale+OE | $57.93 | -7,941 | 2,539 | -76% | -$460.0K |
| D | 2022-08-17 | 2022-08-15 | PFSI | MCCALLION ANNE | Dir | M - OptEx | $0.00 | -7,941 | 7,941 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-08-15 | M | A | 7,941 | $57.93 | 10,480 | D | — | — | (F1) The reported amount consists of 2,539 restricted stock units and 7,941 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. |
| 2 | Common | Common Stock | 2022-08-15 | S | D | 7,941 | $57.93 | 2,539 | D | — | — | |
| 3 | Derivative | Nonstatutory Stock Option (Right to Buy) | 2022-08-15 | M | D | 7,941 | $0.00 | 7,941 | D | $21.03 · 2014-06-13 to 2023-06-12 | 7,941 Common Stock |