Form 4 for PFSI PennyMac Financial Services, Inc.
Accepted 2022-12-14 00:00:00 ET · period of report 2022-12-12 · accession 0001127602-22-027497 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-12-14 | 2022-12-13 | PFSI | SPECTOR DAVID | COB, CEO, Dir | J - Other | $58.12 | -12.8K | 654.9K | -2% | -$741.0K | |
| 2022-12-14 | 2022-12-12 | PFSI | SPECTOR DAVID | COB, CEO, Dir | S - Sale | $58.12 | -12.8K | 667.6K | -2% | -$741.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-13 | J | D | 12,750 | $58.12 | 654,886 | D | — | — | (F2) Pursuant to a divorce settlement, these shares of Common Stock were transferred for no consideration to the reporting person's former spouse and the reporting person no longer reports that he is the beneficial owner of these shares. The remaining amount consists of 54,856 restricted stock units and 600,030 shares of Common Stock. |
| 2 | Common | Common Stock | 2022-12-12 | S | D | 12,750 | $58.12 | 667,636 | D | — | — | (F1) The price reported is the weighted average price of multiple transactions ranging from $57.50 to $58.44. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected. |