Form 4/A for PFSI PennyMac Financial Services, Inc.
Accepted 2022-12-16 00:00:00 ET · period of report 2022-08-16 · accession 0001127602-22-027714 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MAI | 2022-12-16 | 2022-12-14+ | PFSI | Jones Doug | Pres, Chief Mtg Bkg Ofcr | S - Sale | $57.28 | -35.0K | 522.5K | -6% | -$2.00M |
| AI | 2022-12-16 | 2022-08-16 | PFSI | Jones Doug | Pres, Chief Mtg Bkg Ofcr | G - Gift | $0.00 | -1,715 | 17.5K | -9% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-15 | S | D | 17,500 | $55.87 | 505,000 | I GR Family Investments LLC | — | — | (F5) The price reported is the weighted average price of multiple transactions ranging from $56.00 to $56.88. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. (F4) The price reported is the weighted average price of multiple transactions ranging from $55.34 to $55.99. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. (F6) The price reported is the weighted average price of multiple transactions ranging from $57.00 to $57.07. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. |
| 2 | Common | Common Stock | 2022-08-16 | G | D | 1,715 | $0.00 | 17,477 | I The Jones Family Trust | — | — | |
| 3 | Common | Common Stock | 2022-12-14 | S | D | 17,500 | $58.69 | 522,500 | I GR Family Investments LLC | — | — | (F3) The price reported is the weighted average price of multiple transactions ranging from $59.02 to $59.41. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or security holder of the Issuer the number os shares of Common Stock and the prices at which the transactions were affected. (F1) The price reported is the weighted average price of multiple transactions ranging from $57.85 to $57.99. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. (F2) The price reported is the weighted average price of multiple transactions ranging from $58.04 to $58.99. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. |