Form 4 for PFSI PennyMac Financial Services, Inc.
Accepted 2023-03-01 00:00:00 ET · period of report 2023-02-27 · accession 0001127602-23-008056 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-03-01 | 2023-02-27 | PFSI | STARK DEREK | CLO | F - Tax | $60.74 | -548 | 53.5K | -1% | -$33.3K | |
| M | 2023-03-01 | 2023-02-28+ | PFSI | STARK DEREK | CLO | S - Sale | $60.39 | -16.8K | 51.0K | -25% | -$1.02M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-27 | F | D | 548 | $60.74 | 53,532 | D | — | — | (F1) Represents shares withheld for taxes upon vesting of restricted stock units. (F2) The reported amount consists of 8,211 restricted stock units and 45,321 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. |
| 2 | Common | Common Stock | 2023-03-01 | S | D | 400 | $61.34 | 36,711 | D | — | — | (F5) A portion of these shares of Common Stock were sold pursuant to a 10b5-1 plan. (F8) The reported amount consists of 8,211 restricted stock units and 28,500 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. |
| 3 | Common | Common Stock | 2023-03-01 | S | D | 13,884 | $60.61 | 37,111 | D | — | — | (F5) A portion of these shares of Common Stock were sold pursuant to a 10b5-1 plan. (F6) The price reported is the weighted average price of multiple transactions ranging from $60.26 to $61.22. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. (F7) The reported amount consists of 8,211 restricted stock units and 28,900 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. |
| 4 | Common | Common Stock | 2023-02-28 | S | D | 2,537 | $59.04 | 50,995 | D | — | — | (F3) These shares of Common Stock were sold pursuant to a 10b5-1 plan. (F4) The reported amount consists of 8,211 restricted stock units and 42,784 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. |