Form 4 for IT Gartner
Accepted 2023-03-06 00:00:00 ET · period of report 2023-03-02 · accession 0001127602-23-009111 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-03-06 | 2023-03-02+ | IT | Dawkins Alwyn | EVP, Gbl Business Sales | S - Sale+OE | $331.28 | -3,709 | 42.2K | -8% | -$1.23M |
| D | 2023-03-06 | 2023-03-02 | IT | Dawkins Alwyn | EVP, Gbl Business Sales | F - Tax | $329.38 | -1,206 | 44.1K | -3% | -$397.2K |
| D | 2023-03-06 | 2023-03-02 | IT | Dawkins Alwyn | EVP, Gbl Business Sales | M - OptEx | $99.07 | +4,384 | 46.6K | +10% | +$434.3K |
| D | 2023-03-06 | 2023-03-02 | IT | Dawkins Alwyn | EVP, Gbl Business Sales | D - Sale to Iss | $329.38 | -1,319 | 45.3K | -3% | -$434.5K |
| D | 2023-03-06 | 2023-03-02 | IT | Dawkins Alwyn | EVP, Gbl Business Sales | M - OptEx | $0.00 | -4,384 | 8,767 | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-02 | S | D | 1,850 | $329.53 | 42,234 | D | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $329.48 to $329.66. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 2 | Common | Common Stock | 2023-03-03 | S | D | 1,859 | $333.03 | 42,234 | D | — | — | (F5) This transaction was executed in multiple trades at prices ranging from $332.87 to $333.14. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 3 | Common | Common Stock | 2023-03-02 | F | D | 1,206 | $329.38 | 44,093 | D | — | — | (F4) Represents shares withheld for the payment of applicable income and payroll withholding taxes. |
| 4 | Common | Common Stock | 2023-03-02 | M | A | 4,384 | $99.07 | 46,618 | D | — | — | (F2) Represents shares acquired under Gartner, Inc.'s 2011 Employee Stock Purchase Plan (as amended and restated effective September 1, 2021) in a transaction exempt from Section 16(b) pursuant to Rule 16b-3(c). |
| 5 | Common | Common Stock | 2023-03-02 | D | D | 1,319 | $329.38 | 45,299 | D | — | — | (F3) Represents shares withheld that had an aggregate value, based on the market price on the date of exercise, substantially equal to the aggregate exercise price of the SARs. |
| 6 | Derivative | Stock Appreciation Rights | 2023-03-02 | M | D | 4,384 | $0.00 | 8,767 | D | $99.07 · 2018-02-06 to 2024-02-06 | 4,384 Common Stock | (F6) These SARs are part of an award that became exercisable in four substantially equal annual installments, commencing on February 6, 2018 and are fully exercisable. |