Form 4 for PFSI PennyMac Financial Services, Inc.
Accepted 2023-04-03 00:00:00 ET · period of report 2023-03-30 · accession 0001127602-23-011993 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-04-03 | 2023-03-30 | PFSI | Hendry Gregory L | CAO, MD | S - Sale+OE | $57.92 | -2,018 | 47.2K | -4% | -$116.9K |
| D | 2023-04-03 | 2023-03-30 | PFSI | Hendry Gregory L | CAO, MD | M - OptEx | $21.03 | +2,018 | 49.2K | +4% | +$42.4K |
| D | 2023-04-03 | 2023-03-30 | PFSI | Hendry Gregory L | CAO, MD | M - OptEx | $0.00 | -2,018 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-30 | S | D | 2,018 | $57.92 | 47,182 | D | — | — | (F2) The reported amount consists of 1,017 restricted stock units and 46,165 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. |
| 2 | Common | Common Stock | 2023-03-30 | M | A | 2,018 | $21.03 | 49,200 | D | — | — | (F1) The reported amount consists of 1,017 restricted stock units and 48,183 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting |
| 3 | Derivative | Nonstatutory Stock Option (Right to Buy) | 2023-03-30 | M | D | 2,018 | $0.00 | 0 | D | $21.03 · 2014-06-13 to 2023-06-12 | 2,018 Common Stock |