Form 4 for PFSI PennyMac Financial Services, Inc.
Accepted 2023-12-05 00:00:00 ET · period of report 2023-12-01 · accession 0001127602-23-028919 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2023-12-05 | 2023-12-01 | PFSI | SPECTOR DAVID | COB, CEO, Dir | S - Sale | $78.30 | -15.0K | 310.3K | -5% | -$1.17M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-01 | S | D | 9,730 | $78.30 | 300,604 | I ST Family Investment Company LLC | — | — | (F3) The price reported is the weighted average price of multiple transactions ranging from $78.11 to $79.07. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. |
| 2 | Common | Common Stock | 2023-12-01 | S | D | 5,270 | $78.30 | 310,334 | I ST Family Investment Company LLC | — | — | (F2) The price reported is the weighted average price of multiple transactions ranging from $77.21 to $78.10. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. |