Form 4 for PFSI PennyMac Financial Services, Inc.
Accepted 2023-12-12 00:00:00 ET · period of report 2023-12-11 · accession 0001127602-23-029513 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-12-12 | 2023-12-11 | PFSI | Perotti Daniel Stanley | CFO | M - OptEx | $17.26 | +16.9K | 47.2K | +56% | +$291.4K |
| D | 2023-12-12 | 2023-12-11 | PFSI | Perotti Daniel Stanley | CFO | S - Sale+OE | $80.58 | -16.9K | 30.3K | -36% | -$1.36M |
| D | 2023-12-12 | 2023-12-11 | PFSI | Perotti Daniel Stanley | CFO | M - OptEx | $0.00 | -16.9K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-11 | M | A | 16,881 | $17.26 | 47,224 | D | — | — | (F1) The reported amount consists of 14,364 restricted stock units and 32,860 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. |
| 2 | Common | Common Stock | 2023-12-11 | S | D | 16,881 | $80.58 | 30,343 | D | — | — | (F2) The price reported is the weighted average price of multiple transactions at prices ranging from $80.31 to $80.67. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. (F3) The reported amount consists of 14,364 restricted stock units and 15,979 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. |
| 3 | Derivative | Nonstatutory Stock Option (Right to Buy) | 2023-12-11 | M | D | 16,881 | $0.00 | 0 | D | $17.26 · 2015-02-26 to 2024-02-25 | 16,881 Common Stock |