Form 4 for PFSI PennyMac Financial Services, Inc.
Accepted 2023-12-15 00:00:00 ET · period of report 2023-12-14 · accession 0001127602-23-029742 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-12-15 | 2023-12-15 | PFSI | Chang William Herbert | Chief Capital Markets Off | G - Gift | $0.00 | -100 | 31.1K | -0.3% | $0 | |
| 2023-12-15 | 2023-12-14 | PFSI | Chang William Herbert | Chief Capital Markets Off | S - Sale | $91.85 | -9,900 | 31.2K | -24% | -$909.3K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-15 | G | D | 100 | $0.00 | 31,059 | D | — | — | (F3) Represents a bona fide gift of shares to a charitable organization. (F4) The reported amount consists of 9,160 restricted stock units and 21,899 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. |
| 2 | Common | Common Stock | 2023-12-14 | S | D | 9,900 | $91.85 | 31,159 | D | — | — | (F1) The price reported is the weighted average price of multiple transactions ranging from $91.75 to $92.01. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer, the number of Common Stock and the prices at which the transactions were effected. (F2) The reported amount consists of 9,160 restricted stock units and 21,999 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. |